|
TYPE OF
COMPANY |
BRIEF
DESCRIPTION |
NATURE OF
TRANSACTION |
|
Alternative Energy Company
(2010)
|
Company develops alternative energy including biofuels |
Project Financing including
Debt + Equity |
| |
|
Bio Fertilizer Company
(2009)
|
Enhanced yield bio-fertilizer company with innovative breakthrough macro-biotics.
Competes in the fertilizer/pesticide markets. |
Growth Capital/Equity |
| |
|
Insurance Company
(2009)
|
P+C Insurance Company with specialty distribution, cost structure and claims
processing consisting of a risk bearing entity together with an affiliated
managing agency and claims remediation subsidiary. |
M&A |
| |
|
Insurance Company
(2009)
|
Specialized insurance company located in the Southeast
focused on P+C insurance personal lines. |
M&A |
| |
|
Chemical Company
(2009)
|
Specialized chemical company that manufactures infrared dyes,
laser absorbing dyes and infrared dye formulations as well as other
specialty chemical products |
M&A |
| |
|
Testing Services
(2008)
|
Company provides world class services that enable the food
and agricultural industries to navigate complex, ever-changing, global
regulatory and market demands |
Growth Capital/Equity |
| |
|
Software Company
(2008)
|
Process management software for the financial services
industry. Products designed to
redefine and to
maximize the performance of complex internal business processes |
Growth Capital/Equity |
| |
|
Prepaid Phone Card Wholesaler/Distributor
(2008)
|
Wholesale provider of prepaid phone cards and activation
infrastructure |
M&A |
| |
|
Packaging Company
(2008)
|
Specialty/niche packaging company |
M&A |
| |
|
Insurance Company
(2008)
|
Niche private sector insurance provider focused on
stand-alone coverage |
Private Equity Capital |
| |
|
Manufacturer
(2008)
|
Specialty manufacturer of high quality products for users of
industrial packaging, technical fabrics, construction materials products and
other niche applications in North America |
Debt Acquisition Financing - approximately $30 million |
| |
|
Industrial Company
(2008)
|
Detergent manufacturer (private label) based in Canada |
Refinancing Senior Debt - approximately $15 million |
| |
|
Identity Theft Protection Products
(2007)
|
This
computer security
company has developed several uniquely differentiated identity theft
prevention products with broad global applicability. |
Private Equity |
| |
|
Distributor of Cellular Phones and Accessories
(2007)
|
This
distributor is one of the largest distributors of cell phones and
accessories in the U.S. and Internationally. |
M&A |
| |
|
Medical Device Company
(2006)
|
This early stage
company manufactures and markets a proprietary medical device
that subjects a wound area to a pulsating electromagnetic field which
stimulates circulation and aids healing |
Equity |
| |
|
Cellular Telephone Company
(2006)
|
Company provides cellular telephone service to over 500,000
subscribers in the Caribbean |
M&A Advisory |
| |
|
Tire Manufacturer
(2006)
|
Company is a manufacturer of specialty tires for construction
and lifting equipment including tractors and earthmovers. |
Senior Debt Financing |
| |
|
Prepaid and Stored Value Products
(2006)
|
Company offers prepaid and stored value products through a
network of 10,000 retail locations and 6,000 point of sale activation
terminals located in Canada and the U.S. |
M&A |
| |
|
X-Ray Detection Equipment
(2006)
|
Company designs detection equipment for identifying materials
and substances using patented and proprietary technology |
Equity |
| |
|
Radiation Oncology
(2005)
|
Company is a provider of radiation therapy services |
M&A |
| |
|
Nursing Home Operator
(2005)
|
Company is a southeast based nursing home operator |
M&A |
| |
|
Financial Services
Company
(2005)
|
Company is a developer of
prepaid and stored-value programs and merchandising solutions |
Senior/Subordinated Debt |
| |
|
Consumer Products Company
(2005)
|
Company is the world’s largest manufacturer of residential
swimming pool deck equipment, including diving boards, slides, ladders,
stainless steel rails and related accessories. |
Senior/Subordinated Debt |
| |
|
Consumer Products Company
(2005)
|
Company designs, manufactures, imports and markets an
extensive range of outerwear and sportswear under its proprietary name
brands and under license from other national name brands. The Company is
publicly traded |
Senior and Subordinated Debt |
| |
|
Wireless Communication Company
(2004)
|
Company develops and markets wireless communication devices
to help monitor and find people (i.e. special needs children and Alzheimer's
patients), in addition to monitoring property and pets. |
Equity |
| |
|
CLEC
Telephone Company
(2004)
|
Company
provides local, long distance and internet services to consumers and small
businesses with a base of approximately 300,000 access lines |
M&A |
| |
|
National
Retailer of Cellular/Wireless Products
(2004)
|
Company
sells wireless products by placing professionally staffed kiosks inside
mass retailers’ stores and has over 2,500 national points of
distribution |
Equity and Debt |
| |
|
Educational Publishing
(2004)
|
Company
markets publications and educational
materials for the elementary through high schoolmarkets |
M&A |
| |
|
Specialty
Retail Chain of Children's Products
(2004)
|
Company
sells branded off price children's apparel through 30 stores concentrated
in the Northeast |
Private
Equity (Growth) |
| |
|
Subscription
Radio Company
(2004)
|
Company
offers ethnic radio programming to consumers on a subscription basis via
digital radio receivers |
Private
Equity (Growth) |
| |
|
Money
transfer/remittance company
(2004)
|
Company
enables the remittance of cash from people in the U.S. who wish to send
funds to people in other countries utilizing a global ATM network without
a time consuming identification process and without the need of a bank
account |
Early
Stage |
| |
|
Provider
of prepaid and anonymous payment cards
(2004)
|
Company
has developed a mass market, prepaid, anonymous and disposable payment
card utilizing a worldwide patent pending technology |
Early
Stage |
| |
|
Provider
of visual solutions for commercial and government applications
(2003)
|
Company
has deployed over 3,000 video/visual communications systems offering
system design, integration and software/hardware to facilitate deployment |
Mezzanine
Debt (Growth) |
| |
|
Digital
CATV Content Provider to MSO's
(2003)
|
Company
delivers digital turn-key premium channel solutions and related digital
services (i.e. interactive program guide, PPV, digital music, etc.) to
MSO's in Latin America |
Private
Equity (Growth Capital |
| |
|
Action
Sports Lifestyle Chain of Stores
(2003)
|
Multiple
store retail chain selling high-end snowboards, skateboards, in-line
skates, footwear, apparel and related accessories to consumers between the
ages of 10 and 30 |
Private
Equity (Growth Capital |
| |
|
Wireless
Services Provider
(2002)
|
Company
provides commercial subscribers high speed bandwidth utilizing wireless
technology in point-to-point or point-to-multi point configurations |
Private
Equity (Growth Capital |
| |
|
Gift
and Accessory Designer and Distributor
(2002)
|
Company
designs, manufactures and distributes a diverse line of high-end gift
items including games, art objects, design accessories, furniture and toys
sold primarily through museum stores, design stores and other retailers. |
Private
Equity (Growth Capital |
| |
|
Manufacturing/Industrial
(2002)
|
Detergent
manufacturer |
Asset-based
term loan and revolving credit |
| |
|
Media
Company
(2002/2003)
|
Radio
Station Group in small markets |
Private
equity and debt to finance acquisition |
| |
|
Distilled
Spirits Company
(2002)
|
Manufacturer
and distributor of branded distilled spirits |
M&A
Advisory |
| |
|
Telecommunications
Company
(2002)
|
Pre-paid
long distance telephone services |
M&A
Advisory |
|
|
Fiber
Optic Component Manufacturer
(2002)
|
Niche
manufacturer of fiber optic components for use in the transmission of
voice video and data over fiber cables
Components and electronic systems for
security and surveillance applications |
Private
Equity (Growth Capital) |
| |
|
Broadband
IP Turnkey Network Solutions Service Provider for Distance Learning
Applications
(2002)
|
Total
outsourcing solution for connecting private commercial and institutional
networks
Utilizes fiber as a transport vehicle to
deliver services to end-users under long term contracts |
Private
Equity (Growth Capital) |
| |
|
Video
Conference Enterprise Software Company
(2001)
|
Video
conferencing enabling software technology
End-to-end, video communications
operating system for both ISDN and IP broadband videoconferencing
|
M&A Advisory |
| |
|
Out
of Home Media Company
(2001)
|
Company
has developed a patented device to impress advertising on compliant ground
producing thousands of 12' x 4' corporate ads with public service messages
on beaches.
|
Private
Equity |